-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQJcic898DQQKqUtnUs7ORUFS0I1JbYPOjo1v1rKDVuENia+H8xwnuVnamno11Lo DH4bfpH04BdcP/eoi134+w== 0000950159-02-000014.txt : 20020413 0000950159-02-000014.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950159-02-000014 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020122 GROUP MEMBERS: ANN KRUEGER GROUP MEMBERS: APOLLO CAPITAL CORP. GROUP MEMBERS: APOLLO CAPITAL MANAGEMENT GROUP, L.P. GROUP MEMBERS: KYLE KRUEGER FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KRUEGER KYLE K CENTRAL INDEX KEY: 0001141334 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3934 BAYSHORE BLVD NE CITY: ST PETERSBURG STATE: FL ZIP: 33703 BUSINESS PHONE: 7278955005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATATRAK INTERNATIONAL INC CENTRAL INDEX KEY: 0000886530 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 341685364 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48311 FILM NUMBER: 02513579 BUSINESS ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: STE 1050 CITY: CLEVELAND STATE: OH ZIP: 44122 BUSINESS PHONE: 2169216505 MAIL ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: STE 1050 CITY: CLEVELAND STATE: OH ZIP: 44122 FORMER COMPANY: FORMER CONFORMED NAME: COLLABORATIVE CLINICAL RESEARCH INC DATE OF NAME CHANGE: 19960311 SC 13G 1 apollo13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DataTrak International Inc. ------------------------------- (Name of Issuer) Common Stock, no par value ------------------------------ (Title of Class of Securities) 238134100 ------------- (CUSIP Number) January 7, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 10 pages) SCHEDULE 13G DataTrak International Inc. CUSIP No. 238134100 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Kyle Krueger - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OR ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 337,219 REPORTING ----------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 337,219 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,219 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.5% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN (Page 2 of 10 pages) SCHEDULE 13G DataTrak International Inc. CUSIP No. 238134100 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Ann Krueger - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OR ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 337,219 REPORTING -------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 337,219 ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,219 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN (Page 3 of 10 pages) SCHEDULE 13G DataTrak International Inc. CUSIP No. 238134100 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Apollo Capital Management Group, L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OR ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 292,025 REPORTING ------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 292,025 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,025 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO (Page 4 of 10 pages) SCHEDULE 13G DataTrak International Inc. CUSIP No. 238134100 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Apollo Capital Corp. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OR ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 292,025 REPORTING ------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 292,025 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,025 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO (Page 5 of 10 pages) NOTE: Issuer reported 3,291,322 shares of common stock, no par value ("Common Stock"), outstanding in its Quarterly Report on Form 10-Q dated November 13, 2001, and reported the issuance through a private placement of an additional 1,900,000 shares of Common stock in its Current Report on Form 8-K dated January 8, 2002. Item 1(a). Name of Issuer: DataTrak International Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 20600 Chagrin Boulevard, Suite 1050 Cleveland, Ohio 44122 Item 2(a). Name of Person Filing: This statement is filed by: (A) Kyle Krueger ("Kyle") with respect to the shares of Common Stock of DataTrak International Inc. (the "Company") (a) registered in the name of Kyle and Ann Krueger, as joint tenants by the entirety, (b) also beneficially owned by Bayshore Capital Corp., a Delaware corporation ("Bayshore"), of which Kyle is a director, officer and stockholder, and (c) also beneficially owned by Apollo Capital Corp., a Delaware Corporation ("Apollo"), of which Kyle is a director, officer and stockholder. (B) Ann Krueger ("Ann"), with respect to the shares of Common Stock of the Company (a) registered in the name of Kyle and Ann, as joint tenants by the entirety, (b) also beneficially owned by Bayshore, of which Ann is a director, officer and shareholder, and (c) also beneficially owned by Apollo, of which Ann is a director, officer and shareholder. (C) Apollo, with respect to the shares of Common Stock of the Company directly owned by Apollo Capital Management Group, L.P., a Delaware limited Partnership ("ACMG"), for which Apollo serves as the general partner. (D) ACMG with respect to shares of Common Stock of the Company directly owned by it. Apollo beneficially owns all of the 292,025 shares of Common Stock of the Company directly owned by ACMG, for which Apollo serves as the general partner. Bayshore beneficially owns all of the 15,900 shares of Common Stock of the Company directly owned by Apollo MicroCap Partners, L.P., a Delaware limited partnership for which Bayshore serves as the general partner. Kyle, Ann, Apollo and ACMG are hereinafter collectively referred to as the "Reporting Persons." (Page 6 of 10 pages) Item 2(b). Address of Principal Business Office or, if None, Residence: The principal business office of each of the Reporting Persons is: 150 Second Avenue North, Suite 860 St. Petersburg, Florida 33701 Item 2(c). Citizenship: Each of Kyle and Ann is a citizen of the United States of America. Apollo is a corporation organized under the laws of the State of Delaware and ACMG is a limited partnership organized under the laws of the State of Delaware. Item 2(d). Title of Class of Securities: Common stock, no par value Item 2(e). CUSIP Number: 238134100 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person is a: (a) Broker or dealer registered under Section 15 of the Exchange Act, (b) Bank as defined in Section 3(a)(6) of the Exchange Act, (c) Insurance Company as defined in Section 3(a)(19) of the Exchange Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G), (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. A. Kyle (a) Amount beneficially owned: 337,219 (b) Percent of class: 6.5% (c) (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or direct the vote: 337,219 (iii) Sole power to dispose or direct the disposition: 0 (iv) Shared power to dispose or direct the disposition: 337,219 (Page 7 of 10 pages) B. Ann (a) Amount beneficially owned: 337,219 (b) Percent of class: 6.5% (c) (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or direct the vote: 337,219 (iii) Sole power to dispose or direct the disposition: 0 (iv) Shared power to dispose or direct the disposition: 337,219 C. Apollo (a) Amount beneficially owned: 292,025 (b) Percent of class: 5.6% (c) (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or direct the vote: 292,025 (iii) Sole power to dispose or direct the disposition: 0 (iv) Shared power to dispose or direct the disposition: 292,025 D. ACMG (a) Amount beneficially owned: 292,025 (b) Percent of class: 5.6% (c) (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or direct the vote: 292,025 (iii) Sole power to dispose or direct the disposition: 0 (iv) Shared power to dispose or direct the disposition: 292,025 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. n.a. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. n.a. Item 8. Identification and Classification of Members of the Group. n.a. Item 9. Notice of Dissolution of Group. n.a. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (Page 8 of 10 pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 16, 2002 /s/ Kyle Krueger ------------------------------- Kyle Krueger /s/Ann Krueger ---------------------------- Ann Krueger Apollo Capital Management Group, L.P. By Apollo Capital Corp., its General Partner /s/ Kyle Krueger ------------------------------- By: Kyle Krueger Title: President Apollo Capital Corp. /s/ Kyle Krueger ------------------------------- By: Kyle Krueger Title: President (Page 9 of 10 pages) EXHIBIT INDEX ------------- Exhibits 1. Joint Filing Agreement, dated January 16, 2002, between Kyle, Ann, Apollo and ACMG. (Page 10 of 10 pages) EX-99 3 exhibit1.txt EXHIBIT 1 --------- JOINT FILING AGREEMENT The undersigned hereby agree that this Statement on Schedule 13G with respect to the beneficial ownership of shares of Common Stock, no par value, of DataTrak International Inc. is filed jointly, on behalf of each of them. Dated: January 16, 2002 /s/ Kyle Krueger ------------------------------- Kyle Krueger /s/ Ann Krueger ---------------------------- Ann Krueger Apollo Capital Management Group, L.P. By Apollo Capital Corp., its General Partner /s/ Kyle Krueger ------------------------------- By: Kyle Krueger Title: President Apollo Capital Corp. /s/ Kyle Krueger ------------------------------- By: Kyle Krueger Title: President -----END PRIVACY-ENHANCED MESSAGE-----